Compliance Officer at LB Finance
Applications are invited for all candidates to fill the Compliance Officer Job Opening at LB Finance
Closing Date : 15/10/2021
Position Summary:
Overall management of the activities of the Compliance Department and to make sure that the company is conducting its business in full compliance with all national laws and regulations pertaining to the industry, as well as professional standards and accepted business practices.
You should:
• Possess a minimum of 15 years banking and finance experience with exposure to compliance at a bank or reputed finance company, and out of which a minimum of 5 years managerial experience in the function of compliance
• Have a bachelor’s degree in Business Administration/ Law / Finance or related discipline is preferred
• Have completed full qualification in Banking (AIB) or a diploma in compliance from IBSL or ICA international diploma in governance, risk and compliance
• Have fully completed professional qualification in CIMA/ ACCA/ ICASL or a MBA will be a distinct advantage
• Possess sound knowledge on anti-money laundering regulations, laws and regulations applicable for the financial service industry and best practices on corporate governance
• Possess strong leadership and public relations with the ability to work collaboratively and with people at all levels of the organization
• Possess strong written/verbal communication skills with outstanding ability to develop and foster cross-functional relationships with key stakeholders
You will:
• Implement/practice/update the applicable statutory guidelines (including CBSL, CSE, SEC, FIU, other regulators) and ensure company compliance
• Ensure all business operations adhere to sound corporate governance practices and business ethics
• Secure an early involvement in the design and structuring of new products and systems and ensure they conform to regulatory requirements and ethical standards
• Carry out reviews at appropriate frequencies to assess compliance with regulations, rules and internal policies and procedures
• Check and report compliance status monthly and report to the Board and Integrated Risk Management Committee
• Monitor, follow up and report on compliance issues on a timely manner
• Review implementation of new laws, regulations for conformity and communicate directions, rules/regulatory developments to business users
• Ensure that company staff is provided regular training on compliance requirements and changes to laws and regulations
• Maintain regular contacts and good working relationships with regulators
If you have such extensive exposure to bring in a distinctive feel and vitality, please forward your complete CV either in a sealed envelope addressed to the HR Manager, Corporate Office, 20, Dharmapala Mawatha, Colombo 03. (Please state ‘Compliance Officer’ on the top left corner of the envelope), or by email as an attachment to careers@lbfinance.lk to reach not later than 7 days.
An attractive remuneration package awaits the right candidate.
Only short-listed candidates will be notified.
Apply now : https://bit.ly/3Er3eF0
